Securities and Investment Advisory Services offered through Transamerica Financial Advisors, Inc. (TFA), Transamerica Financial Group Division - Member FINRA, SIPC, and Registered Investment Advisor. Non-Securities products and services are not offered through TFA. AXIANTA Financial Partners, Inc. and TFA are not affiliated.
Tax and/or legal advice not offered by John Shin, Transamerica Financial Advisor, Inc., Transamerica Financial Group Division or their affiliated companies. Please consult with your personal tax professional or legal advisor for further guidance on tax or legal matters.
A broker/dealer, investment advisor, BD agent or IA rep may only transact business in a particular state after licensure or satisfying qualifications requirements of that state, or only if they are excluded or exempted from the states broker/dealer, investment adviser, or BD agent or IA rep requirements, as the case may be; and follow-up, individualized responses to consumers in a particular state by broker/dealer, investment adviser, BD agent or IA rep that involve either the effecting or attempting to effect transactions in securities or the rendering of personalized investment advice for compensation, as the case may be, shall not be made without first complying with the states broker/dealer, investment adviser, BD agent or IA rep requirements, or pursuant to an applicable state exemption or exclusion.
Investments products and services available only to residents of :
Arizona (AZ), California (CA), Florida (FL), Georgia (GA), Illinois (IL), Indiana (IN), Iowa (IA), Massachusetts (MA), Minnesota (MN), Nevada (NV), New Jersey (NJ), New York (NY), Ohio (OH), Oregon (OR), Texas (TX), Virginia (VA), Washington (WA), Wisconsin (WI)